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SEC WhatsApp Probe Nets More Wall Street Fines

Posted

September 29, 2023

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A number of Wall Street firms, including major brokerages, agreed to collectively pay $79 million in fines to the US Securities and Exchange Commission for their employees’ use of unmonitored communication channels on the job. Jennifer Surane reports on Bloomberg Television.

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SEC WhatsApp Probe Nets More Wall Street Fines · Bloomberg Television · Sentinel