Reforming FINRA
Posted
November 3, 2017
Views
612
Likes
16
Comments
1
Engagement
2.78%
November 3, 2017
612
16
1
2.78%
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1:05:33Now PlayingThe Financial Industry Regulatory Authority (FINRA) is a regulator of central importance to the functioning of U.S. capital markets. It regulates nearly 4.000 broker-dealers and almost 650,000 registered representatives. It is a private, not-for-profit “self-regulatory organization.” The Securities and Exchange Commission conducts oversight of FINRA. FINRA has an annual budget of $1 billion.
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